| Rank | Holder | Shares | Change | Date reported |
|---|---|---|---|---|
| 1 | Sound Income Strategies | 709.51K | 28.10K Increased by +3.96% | Sep 30, 23 |
| 2 | Advisors Asset Management | 280.45K | 20.88K Increased by +7.45% | Sep 30, 23 |
| 3 | UBS Group AG | 194.51K | -2.17K Decreased by -1.12% | Sep 30, 23 |
| 4 | Legal & General Group PLC | 168.70K | 546.00 Increased by +0.32% | Sep 30, 23 |
| 5 | Morgan Stanley - Brokerage Accounts | 145.44K | 75.47K Increased by +51.89% | Sep 30, 23 |
| 6 | Basso Capital Management LP | 122.14K | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Raymond James & Associates | 112.19K | 674.00 Increased by +0.60% | Sep 30, 23 |
| 8 | Gables Capital Management Inc | 88.41K | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Two Sigma Investments LLC | 81.05K | 3.10K Increased by +3.83% | Sep 30, 23 |
| 10 | Two Sigma Advisers, LLC | 80.38K | 300.00 Increased by +0.37% | Sep 30, 23 |
| 11 | Connor Clark & Lunn Inv Mgmt Ltd | 77.43K | 18.89K Increased by +24.39% | Sep 30, 23 |
| 12 | Atria Wealth Solutions, Inc. | 75.25K | 10.42K Increased by +13.85% | Sep 30, 23 |
| 13 | Toroso Investments LLC | 60.58K | 3.67K Increased by +6.05% | Sep 30, 23 |
| 14 | BlackRock Inc | 59.49K | -26.24K Decreased by -44.11% | Sep 30, 23 |
| 15 | Virtus ETF Advisers LLC | 57.97K | 24.68K Increased by +42.58% | Sep 30, 23 |
| 16 | LPL Financial Corp | 55.63K | 671.00 Increased by +1.21% | Sep 30, 23 |
| 17 | Benjamin F. Edwards & Company, Llc | 41.00K | 16.00K Increased by +39.02% | Sep 30, 23 |
| 18 | Bard Associates Inc | 33.55K | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | Bank of America Corp | 32.65K | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Dimension Capital Management LLC | 31.81K | -31.81K Decreased by -100.00% | Sep 30, 23 |
| Rank | Holder | Shares | Change | Date reported |
|---|---|---|---|---|
| 1 | Alternative Credit Income I | 207.33K | 0.00 Increased by 0.00% | Oct 31, 23 |
| 2 | Undrly L&G Pen PMC Multi Asset | 72.07K | 72.07K Increased by +100.00% | Sep 30, 23 |
| 3 | iShares Listed Private Eq ETF USD Dist | 58.95K | 831.00 Increased by +1.41% | Nov 30, 23 |
| 4 | Sound Income Strategies Core Plus SMA | 57.83K | 57.83K Increased by +100.00% | Jun 30, 23 |
| 5 | Sound Income Strategies Income Plus SMA | 57.83K | 57.83K Increased by +100.00% | Jun 30, 23 |
| 6 | Sound Enhanced Fixed Income ETF | 56.91K | 0.00 Increased by 0.00% | Nov 30, 23 |
| 7 | Virtus Private Credit ETF | 39.06K | 0.00 Increased by 0.00% | Nov 30, 23 |
| 8 | SMDS US High Income BDC Mother | 36.59K | 36.19K Increased by +98.91% | May 12, 23 |
| 9 | Putnam BDC Income ETF | 30.17K | 2.01K Increased by +6.67% | Nov 30, 23 |
| 10 | Micro Cap Value Equity | 9.90K | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Mediobanca SICAV PE Strat C | 8.00K | 0.00 Increased by 0.00% | Nov 30, 23 |
| 12 | FlexShares® Listed Priv Eq ETF USD Acc | 6.44K | 0.00 Increased by 0.00% | Nov 30, 23 |
| 13 | RAM (Lux) Sys Global Equity Inc R USD | 4.07K | 1.83K Increased by +44.94% | Jun 30, 23 |
| 14 | RAM (Lux) Sys Global Sust Inc Eq R USD | 4.07K | 1.83K Increased by +44.94% | Jun 30, 23 |
| 15 | RAM (Lux) Sys US Sustainable Eqs B USD | 1.94K | 932.00 Increased by +47.94% | Jun 30, 23 |
| 16 | Mackenzie Private Income Bal Pool PWF | 1.39K | 0.00 Increased by 0.00% | May 31, 23 |
| 17 | Mackenzie Priv Global Inc Bal Pool PWF | 819.00 | 0.00 Increased by 0.00% | May 31, 23 |
| 18 | JHVIT Total Stock Market Index I | 557.00 | 0.00 Increased by 0.00% | Oct 31, 23 |
| 19 | AAM Business Dev Co Opps 2021-2 CA | 100.00 | 0.00 Increased by 0.00% | Nov 30, 23 |
| 20 | AAM Business Dev Co Opps 2022-1 CA | 100.00 | 0.00 Increased by 0.00% | Nov 30, 23 |