| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Greenwich Investment Management Inc | 1.20M (2.93%) | -17.79K Decreased by -1.49% | Sep 30, 23 |
| 2 | Amvescap Plc. | 854.51K (2.09%) | -48.75K Decreased by -5.71% | Sep 30, 23 |
| 3 | Rockefeller Capital Management L.P. | 822.16K (2.01%) | -12.08K Decreased by -1.47% | Sep 30, 23 |
| 4 | Emerald Advisers, LLC | 755.56K (1.85%) | 60.89K Increased by +8.06% | Sep 30, 23 |
| 5 | Van Eck Associates Corporation | 692.66K (1.70%) | 135.74K Increased by +19.60% | Sep 30, 23 |
| 6 | Emerald Mutual Fund Advisers Trust | 633.02K (1.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | AllianceBernstein L.P. | 444.93K (1.09%) | -42.51K Decreased by -9.55% | Sep 30, 23 |
| 8 | Stifel Financial Corp | 410.40K (1.00%) | 27.05K Increased by +6.59% | Sep 30, 23 |
| 9 | Soros Fund Management LLC | 327.22K (0.80%) | 327.22K Increased by +100.00% | Sep 30, 23 |
| 10 | T. Rowe Price Associates, Inc. | 277.82K (0.68%) | 88.55K Increased by +31.87% | Sep 30, 23 |
| 11 | Two Sigma Advisers, LLC | 271.00K (0.66%) | 87.30K Increased by +32.21% | Sep 30, 23 |
| 12 | Ambassador Advisors, LLC | 249.75K (0.61%) | -6.60K Decreased by -2.64% | Sep 30, 23 |
| 13 | Two Sigma Investments LLC | 238.43K (0.58%) | 145.62K Increased by +61.08% | Sep 30, 23 |
| 14 | ClearBridge Advisors, LLC | 195.84K (0.48%) | -510.00 Decreased by -0.26% | Sep 30, 23 |
| 15 | Citadel Advisors Llc | 194.89K (0.48%) | 194.82K Increased by +99.96% | Sep 30, 23 |
| 16 | Ameriprise Financial Inc | 151.50K (0.37%) | -2.43K Decreased by -1.60% | Sep 30, 23 |
| 17 | BlackRock Inc | 135.54K (0.33%) | -27.41K Decreased by -20.22% | Sep 30, 23 |
| 18 | FJ Capital Management LLC | 133.40K (0.33%) | 133.40K Increased by +100.00% | Sep 30, 23 |
| 19 | UBS Group AG | 131.90K (0.32%) | 39.10K Increased by +29.65% | Sep 30, 23 |
| 20 | Hennion & Walsh Asset Management Inc | 116.16K (0.28%) | 40.38K Increased by +34.77% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | VanEck BDC Income ETF | 795.36K (1.95%) | 0.00 Increased by 0.00% | Dec 30, 23 |
| 2 | Invesco KBW High Dividend Yld Fincl ETF | 752.11K (1.84%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 3 | Emerald Growth A | 329.74K (0.81%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 4 | T. Rowe Price Financial Services | 277.12K (0.68%) | 88.41K Increased by +31.90% | Sep 30, 23 |
| 5 | Principal SmallCap Growth I Instl | 218.26K (0.53%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 6 | iShares Listed Private Eq ETF USD Dist | 138.74K (0.34%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 7 | Empower Small Cap Growth/Emerald SP | 99.20K (0.24%) | 30.73K Increased by +30.98% | Jun 30, 23 |
| 8 | Putnam BDC Income ETF | 74.22K (0.18%) | 7.48K Increased by +10.08% | Dec 31, 23 |
| 9 | AST Small-Cap Growth | 73.74K (0.18%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 10 | Franklin Templeton US High Div Eq MF | 64.90K (0.16%) | -122.70K Decreased by -189.06% | Aug 21, 23 |
| 11 | LMP Capital & Income | 59.69K (0.15%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 12 | Emerald Finance & Bking Innovt Fd A | 59.40K (0.15%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 13 | ClearBridge Tactical Dividend Income A | 58.31K (0.14%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | FlexShares® Listed Priv Eq ETF USD Acc | 58.14K (0.14%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 15 | Emerald Small Cap Growth CIT Founders | 52.72K (0.13%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 16 | First Trust Specialty Finance | 48.00K (0.12%) | 0.00 Increased by 0.00% | Aug 31, 23 |
| 17 | Virtus Small-Cap Institutional | 43.46K (0.11%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 18 | SMDS US High Income BDC Mother | 20.03K (0.05%) | 19.56K Increased by +97.66% | May 12, 23 |
| 19 | Purpose Specialty Lending Trust Series F | 19.74K (0.05%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 20 | Fidelity Nasdaq Composite Index | 14.44K (0.04%) | 0.00 Increased by 0.00% | Nov 30, 23 |