| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 2.13M (11.54%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Adage Capital Partners Gp LLC | 1.50M (8.11%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Westchester Capital Management LLC | 1.43M (7.72%) | 123.42K Increased by +8.64% | Sep 30, 23 |
| 4 | Berkley W R Corp | 1.41M (7.60%) | 383.58K Increased by +27.27% | Sep 30, 23 |
| 5 | COWEN AND COMPANY, LLC | 1.11M (6.02%) | 56.92K Increased by +5.11% | Sep 30, 23 |
| 6 | Calamos Advisors LLC | 1.00M (5.41%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Periscope Capital Inc. | 801.81K (4.33%) | 255.31K Increased by +31.84% | Sep 30, 23 |
| 8 | KIM, LLC | 789.64K (4.27%) | 243.84K Increased by +30.88% | Sep 30, 23 |
| 9 | Castle Creek Arbitrage, LLC | 643.76K (3.48%) | -2.58K Decreased by -0.40% | Sep 30, 23 |
| 10 | Cnh Partners, LLC | 562.51K (3.04%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | D. E. Shaw & Co LP | 549.00K (2.97%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Magnetar Financial LLC | 509.30K (2.75%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Glazer Capital, LLC | 503.18K (2.72%) | 194.38K Increased by +38.63% | Sep 30, 23 |
| 14 | Polar Asset Management Partners | 500.00K (2.70%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Mizuho Securities USA Inc | 486.08K (2.63%) | -875.33K Decreased by -180.08% | Sep 30, 23 |
| 16 | Aristeia Capital, LLC | 476.92K (2.58%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | Radcliffe Group Inc | 359.74K (1.94%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Wolverine Asset Management LLC | 329.03K (1.78%) | 281.72K Increased by +85.62% | Sep 30, 23 |
| 19 | Hudson Bay Capital Management LP | 300.00K (1.62%) | 150.00K Increased by +50.00% | Sep 30, 23 |
| 20 | Vestcor Investment Management Corp | 300.00K (1.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 2.08M (11.26%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | The Merger Fund A | 1.09M (5.90%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Calamos Market Neutral Income A | 1.00M (5.41%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | CrossingBridge Pre-Merger SPAC ETF | 248.62K (1.34%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 194.11K (1.05%) | 92.85K Increased by +47.83% | Sep 30, 23 |
| 6 | RiverNorth Opportunities | 60.00K (0.32%) | 60.00K Increased by +100.00% | Oct 31, 23 |
| 7 | JNL Multi-Manager Alternative A | 50.39K (0.27%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Horizon Kinetics SPAC Active ETF | 45.28K (0.24%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 9 | High Income Securities | 42.87K (0.23%) | 42.87K Increased by +100.00% | May 31, 23 |
| 10 | JNL/Westchester Capital Event Driven A | 35.61K (0.19%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Virtus Westchester Credit Event Fd I | 30.57K (0.17%) | 30.57K Increased by +100.00% | Sep 30, 23 |
| 12 | RiverNorth Marketplace Lending Corp | 30.00K (0.16%) | 30.00K Increased by +100.00% | Sep 30, 23 |
| 13 | First Trust Alternative Opportunities I | 25.00K (0.14%) | 25.00K Increased by +100.00% | Sep 30, 23 |
| 14 | First Trust Multi-Strategy Cl I | 25.00K (0.14%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Principal Global Multi-Strategy Instl | 21.05K (0.11%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 16 | Karpus Tax Sensitive Fixed Income | 16.20K (0.09%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | AQR Sustainable Corp Abtg IAU1F USD Acc | 7.60K (0.04%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Robinson Alternative Yld Pr-Mrgr SPACETF | 6.88K (0.04%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 19 | Karpus Conservative Balanced | 1.40K (0.01%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Karpus Taxable Fixed Income | 1.40K (0.01%) | 0.00 Increased by 0.00% | Sep 30, 23 |