| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPCX | 2.55% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Capital Management L.P. | 530.96K (8.41%) | 530.96K Increased by +100.00% | Sep 30, 23 |
| 2 | Periscope Capital Inc. | 500.00K (7.92%) | 80.88K Increased by +16.18% | Sep 30, 23 |
| 3 | Fir Tree Inc | 462.66K (7.33%) | -37.34K Decreased by -8.07% | Sep 30, 23 |
| 4 | Westchester Capital Management LLC | 455.65K (7.21%) | -127.65K Decreased by -28.01% | Sep 30, 23 |
| 5 | Centiva Capital, LP | 452.71K (7.17%) | 77.56K Increased by +17.13% | Sep 30, 23 |
| 6 | Mizuho Securities USA Inc | 439.95K (6.97%) | -74.84K Decreased by -17.01% | Sep 30, 23 |
| 7 | Wolverine Asset Management LLC | 384.13K (6.08%) | 384.13K Increased by +100.00% | Sep 30, 23 |
| 8 | Radcliffe Group Inc | 383.25K (6.07%) | -144.11K Decreased by -37.60% | Sep 30, 23 |
| 9 | LMR Partners LLP | 350.00K (5.54%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | COWEN AND COMPANY, LLC | 332.52K (5.26%) | 332.52K Increased by +100.00% | Sep 30, 23 |
| 11 | Shaolin Capital Management LLC | 300.00K (4.75%) | 300.00K Increased by +100.00% | Sep 30, 23 |
| 12 | Spartan Fund Management Inc. | 250.00K (3.96%) | 250.00K Increased by +100.00% | Sep 30, 23 |
| 13 | Sandia Investment Management LP | 214.43K (3.40%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Berkley W R Corp | 198.89K (3.15%) | -345.34K Decreased by -173.64% | Sep 30, 23 |
| 15 | KIM, LLC | 185.00K (2.93%) | 185.00K Increased by +100.00% | Sep 30, 23 |
| 16 | Moore Capital Management, LP | 150.00K (2.37%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | RiverNorth Capital Management, LLC | 149.02K (2.36%) | -50.00K Decreased by -33.55% | Sep 30, 23 |
| 18 | Polar Asset Management Partners | 100.00K (1.58%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | GRAHAM CAPITAL WEALTH MANAGEMENT, LLC | 74.80K (1.18%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Walleye Trading Advisors, LLC | 71.00K (1.12%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 521.93K (8.26%) | 521.93K Increased by +100.00% | Sep 30, 23 |
| 2 | The Merger Fund A | 376.28K (5.96%) | -125.43K Decreased by -33.33% | Sep 30, 23 |
| 3 | Karpus Taxable Fixed Income | 40.50K (0.64%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | SPAC and New Issue ETF | 35.15K (0.56%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 33.00K (0.52%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | JNL Multi-Manager Alternative A | 17.70K (0.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | Fidelity® NASDAQ Composite Index® | 16.11K (0.25%) | 0.00 Increased by 0.00% | Oct 31, 23 |
| 8 | Fidelity Nasdaq Composite Index | 14.18K (0.22%) | -1.93K Decreased by -13.58% | Nov 30, 23 |
| 9 | JNL/Westchester Capital Event Driven A | 12.92K (0.20%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | RiverNorth Ehd PMgr SPAC ETF | 10.52K (0.17%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 11 | The Merger Fund VL I | 6.67K (0.11%) | -2.22K Decreased by -33.33% | Sep 30, 23 |
| 12 | Principal Global Multi-Strategy Instl | 5.93K (0.09%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 13 | First Trust Multi-Strategy Cl I | 5.55K (0.09%) | 5.55K Increased by +100.00% | Sep 30, 23 |
| 14 | Karpus Growth Balanced | 1.80K (0.03%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Karpus Conservative Balanced | 700.00 (0.01%) | 0.00 Increased by 0.00% | Sep 30, 23 |