| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Sound Income Strategies | 2.52M (1.84%) | 41.24K Increased by +1.64% | Sep 30, 23 |
| 2 | Van Eck Associates Corporation | 2.03M (1.49%) | 116.68K Increased by +5.74% | Sep 30, 23 |
| 3 | Marshall Wace Asset Management Ltd | 1.22M (0.89%) | 1.02M Increased by +83.87% | Sep 30, 23 |
| 4 | Morgan Stanley - Brokerage Accounts | 1.09M (0.79%) | 4.63K Increased by +0.43% | Sep 30, 23 |
| 5 | Legal & General Group PLC | 1.03M (0.75%) | 17.43K Increased by +1.69% | Sep 30, 23 |
| 6 | Advisors Capital Management, LLC | 1.01M (0.74%) | 23.16K Increased by +2.30% | Sep 30, 23 |
| 7 | Raymond James & Associates | 890.16K (0.65%) | -3.68K Decreased by -0.41% | Sep 30, 23 |
| 8 | Two Sigma Advisers, LLC | 751.50K (0.55%) | 48.40K Increased by +6.44% | Sep 30, 23 |
| 9 | BlackRock Inc | 638.50K (0.47%) | -151.53K Decreased by -23.73% | Sep 30, 23 |
| 10 | Gilman Hill Asset Management, LLC | 626.38K (0.46%) | -11.31K Decreased by -1.81% | Sep 30, 23 |
| 11 | S&T Bank | 604.19K (0.44%) | -13.11K Decreased by -2.17% | Sep 30, 23 |
| 12 | JPMorgan Chase & Co | 590.03K (0.43%) | -9.13K Decreased by -1.55% | Sep 30, 23 |
| 13 | Wells Fargo & Co | 536.63K (0.39%) | 43.42K Increased by +8.09% | Sep 30, 23 |
| 14 | Royal Bank of Canada | 531.10K (0.39%) | 122.84K Increased by +23.13% | Sep 30, 23 |
| 15 | LPL Financial Corp | 527.09K (0.39%) | 42.42K Increased by +8.05% | Sep 30, 23 |
| 16 | Two Sigma Investments LLC | 494.19K (0.36%) | -86.29K Decreased by -17.46% | Sep 30, 23 |
| 17 | Advisors Asset Management | 420.97K (0.31%) | 14.39K Increased by +3.42% | Sep 30, 23 |
| 18 | Miller Howard Investments Inc | 400.00K (0.29%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | Confluence Investment Management LLC | 387.19K (0.28%) | 149.00 Increased by +0.04% | Sep 30, 23 |
| 20 | Stifel Financial Corp | 382.73K (0.28%) | -9.85K Decreased by -2.57% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Sound Income Strategies Core Plus SMA | 2.66M (1.95%) | 2.61M Increased by +97.97% | Dec 31, 23 |
| 2 | VanEck BDC Income ETF | 2.40M (1.76%) | 0.00 Increased by 0.00% | Dec 30, 23 |
| 3 | Sound Income Strategies Income Plus SMA | 506.12K (0.37%) | 452.01K Increased by +89.31% | Dec 31, 23 |
| 4 | iShares Listed Private Eq ETF USD Dist | 489.16K (0.36%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 5 | Undrly L&G Pen PMC Multi Asset | 441.03K (0.32%) | 33.86K Increased by +7.68% | Sep 30, 23 |
| 6 | Advisors Capital Model Inc w/ Gro | 342.13K (0.25%) | 10.15K Increased by +2.97% | Sep 30, 23 |
| 7 | First Trust Specialty Finance | 340.00K (0.25%) | 0.00 Increased by 0.00% | Aug 31, 23 |
| 8 | Advisors Capital Income w/Growth | 302.56K (0.22%) | 15.72K Increased by +5.19% | Sep 30, 23 |
| 9 | Undrly L&G Pen PMC Diversified | 274.10K (0.20%) | 12.77K Increased by +4.66% | Oct 31, 23 |
| 10 | Miller/Howard High Income Equity | 270.00K (0.20%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 11 | Putnam BDC Income ETF | 213.32K (0.16%) | 21.51K Increased by +10.08% | Dec 31, 23 |
| 12 | Nikko High Income BDC Mother Fund | 183.31K (0.13%) | -4.00K Decreased by -2.18% | May 22, 23 |
| 13 | Nikko Active BDC Mother | 181.25K (0.13%) | -11.78K Decreased by -6.50% | May 22, 23 |
| 14 | Stewart Capital Mid Cap Portfolio | 177.53K (0.13%) | -10.33K Decreased by -5.82% | Sep 30, 23 |
| 15 | Pear Tree Polaris Small Cap Ord | 125.55K (0.09%) | 3.69K Increased by +2.94% | Dec 31, 23 |
| 16 | DNB Fund - Private Equity Retail B | 105.28K (0.08%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 17 | AAM Core Plus | 96.97K (0.07%) | -1.20K Decreased by -1.24% | Dec 31, 23 |
| 18 | Mediobanca SICAV PE Strat C | 70.00K (0.05%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 19 | SMDS US High Income BDC Mother | 69.33K (0.05%) | 68.48K Increased by +98.77% | May 12, 23 |
| 20 | Invesco Global Listed Private Equity ETF | 65.83K (0.05%) | 0.00 Increased by 0.00% | Dec 29, 23 |