| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Glazer Capital, LLC | 661.57K (16.09%) | -15.93K Decreased by -2.41% | Sep 30, 23 |
| 2 | Mizuho Securities USA Inc | 631.28K (15.35%) | 95.87K Increased by +15.19% | Sep 30, 23 |
| 3 | Westchester Capital Management LLC | 563.13K (13.70%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Periscope Capital Inc. | 348.24K (8.47%) | 22.82K Increased by +6.55% | Sep 30, 23 |
| 5 | First Trust Capital Management L.P. | 337.49K (8.21%) | 337.49K Increased by +100.00% | Sep 30, 23 |
| 6 | Radcliffe Group Inc | 270.70K (6.58%) | -202.00 Decreased by -0.07% | Sep 30, 23 |
| 7 | Shaolin Capital Management LLC | 240.00K (5.84%) | 240.00K Increased by +100.00% | Sep 30, 23 |
| 8 | Berkley W R Corp | 227.33K (5.53%) | 28.47K Increased by +12.52% | Sep 30, 23 |
| 9 | UBS O'Connor LLC | 207.99K (5.06%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Meteora Capital, LLC | 193.41K (4.70%) | -12.79K Decreased by -6.61% | Sep 30, 23 |
| 11 | Wolverine Asset Management LLC | 137.67K (3.35%) | -69.04K Decreased by -50.15% | Sep 30, 23 |
| 12 | Karpus Management Inc | 131.32K (3.19%) | -2.48K Decreased by -1.88% | Sep 30, 23 |
| 13 | KIM, LLC | 125.00K (3.04%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Walleye Trading Advisors, LLC | 45.66K (1.11%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | BMO Capital Markets Corp. | 43.38K (1.05%) | 43.38K Increased by +100.00% | Sep 30, 23 |
| 16 | Bank of Montreal | 43.38K (1.05%) | 43.38K Increased by +100.00% | Sep 30, 23 |
| 17 | Walleye Trading LLC | 25.20K (0.61%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Spartan Fund Management Inc. | 9.70K (0.24%) | 9.70K Increased by +100.00% | Sep 30, 23 |
| 19 | CLEAR STREET LLC | 1.08K (0.03%) | 1.08K Increased by +100.00% | Sep 30, 23 |
| 20 | Coppell Advisory Solutions LLC | 782.00 (0.02%) | 371.00 Increased by +47.44% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | The Merger Fund A | 521.36K (12.68%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Merger Arbitrage Cl I | 302.58K (7.36%) | 302.58K Increased by +100.00% | Sep 30, 23 |
| 3 | Karpus Conservative Balanced | 68.53K (1.67%) | -1.27K Decreased by -1.86% | Sep 30, 23 |
| 4 | Karpus Taxable Fixed Income | 59.15K (1.44%) | -1.07K Decreased by -1.82% | Sep 30, 23 |
| 5 | Karpus Tax Sensitive Fixed Income | 31.85K (0.77%) | -200.00 Decreased by -0.63% | Sep 30, 23 |
| 6 | The Merger Fund VL I | 25.95K (0.63%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | First Trust Multi-Strategy Cl I | 21.88K (0.53%) | 21.88K Increased by +100.00% | Sep 30, 23 |
| 8 | Karpus Growth Balanced | 13.97K (0.34%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | JNL Multi-Manager Alternative A | 12.97K (0.32%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 10 | Fidelity Nasdaq Composite Index | 9.03K (0.22%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 11 | Fidelity® NASDAQ Composite Index® | 9.03K (0.22%) | 0.00 Increased by 0.00% | Oct 31, 23 |