| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Punch & Associates Inv Mgmt Inc | 773.56K (2.03%) | -73.15K Decreased by -9.46% | Sep 30, 23 |
| 2 | SMH Capital Inc. | 669.19K (1.76%) | -30.91K Decreased by -4.62% | Sep 30, 23 |
| 3 | Van Eck Associates Corporation | 661.40K (1.74%) | 69.27K Increased by +10.47% | Sep 30, 23 |
| 4 | Zuckerman Investment Group, LLC | 643.83K (1.69%) | -450.00 Decreased by -0.07% | Sep 30, 23 |
| 5 | Sound Income Strategies | 524.39K (1.38%) | 8.78K Increased by +1.67% | Sep 30, 23 |
| 6 | Amvescap Plc. | 439.38K (1.16%) | -55.73K Decreased by -12.68% | Sep 30, 23 |
| 7 | First Manhattan Co. LLC | 386.36K (1.02%) | -7.02K Decreased by -1.82% | Sep 30, 23 |
| 8 | Legal & General Group PLC | 276.15K (0.73%) | 22.55K Increased by +8.16% | Sep 30, 23 |
| 9 | TECTONIC ADVISORS LLC | 229.44K (0.60%) | 9.87K Increased by +4.30% | Sep 30, 23 |
| 10 | Two Sigma Investments LLC | 205.47K (0.54%) | -14.72K Decreased by -7.17% | Sep 30, 23 |
| 11 | Advisors Asset Management | 195.12K (0.51%) | 13.39K Increased by +6.86% | Sep 30, 23 |
| 12 | Hennion & Walsh Asset Management Inc | 184.70K (0.49%) | 25.84K Increased by +13.99% | Sep 30, 23 |
| 13 | BlackRock Inc | 180.38K (0.47%) | -6.31K Decreased by -3.50% | Sep 30, 23 |
| 14 | Grace & White Inc | 176.60K (0.46%) | -874.00 Decreased by -0.49% | Sep 30, 23 |
| 15 | Two Sigma Advisers, LLC | 170.50K (0.45%) | 23.20K Increased by +13.61% | Sep 30, 23 |
| 16 | LPL Financial Corp | 129.11K (0.34%) | 10.82K Increased by +8.38% | Sep 30, 23 |
| 17 | Golden Green, Inc. | 122.48K (0.32%) | 1.32K Increased by +1.08% | Sep 30, 23 |
| 18 | Mckinley Capital Management LLC | 122.46K (0.32%) | -3.77K Decreased by -3.08% | Sep 30, 23 |
| 19 | Moerus Capital Management LLC | 106.27K (0.28%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Raymond James Finl Svs Advisors, Inc. | 103.73K (0.27%) | 41.99K Increased by +40.48% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | VanEck BDC Income ETF | 728.37K (1.92%) | 0.00 Increased by 0.00% | Dec 30, 23 |
| 2 | Invesco KBW High Dividend Yld Fincl ETF | 376.94K (0.99%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 3 | iShares Listed Private Eq ETF USD Dist | 147.88K (0.39%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 4 | Undrly L&G Pen PMC Multi Asset | 117.98K (0.31%) | 117.98K Increased by +100.00% | Sep 30, 23 |
| 5 | GraniteShares HIPS US High Income ETF | 86.08K (0.23%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 6 | Putnam BDC Income ETF | 80.62K (0.21%) | 3.30K Increased by +4.09% | Dec 31, 23 |
| 7 | Undrly L&G Pen PMC Diversified | 71.48K (0.19%) | 1.58K Increased by +2.20% | Oct 31, 23 |
| 8 | First Trust Specialty Finance | 71.00K (0.19%) | 0.00 Increased by 0.00% | Aug 31, 23 |
| 9 | Xtrackers S&P 500 Swap ETF 1C | 51.36K (0.14%) | 51.36K Increased by +100.00% | Nov 30, 23 |
| 10 | SMDS US High Income BDC Mother | 33.26K (0.09%) | 33.05K Increased by +99.35% | May 12, 23 |
| 11 | Confluence BDC-Wrap | 21.64K (0.06%) | 710.00 Increased by +3.28% | Sep 30, 23 |
| 12 | Purpose Specialty Lending Trust Series F | 20.99K (0.06%) | 0.00 Increased by 0.00% | Dec 31, 23 |
| 13 | Virtus Private Credit ETF | 19.24K (0.05%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 14 | Kinetics Spin-Off and Corp Rest Adv A | 16.40K (0.04%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Beaver Fund Global USD A | 16.00K (0.04%) | 16.00K Increased by +100.00% | Dec 31, 23 |
| 16 | FlexShares® Listed Priv Eq ETF USD Acc | 15.06K (0.04%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 17 | FT Alternative Income 41 CA | 13.82K (0.04%) | 1.41K Increased by +10.18% | Sep 1, 23 |
| 18 | Fidelity Nasdaq Composite Index | 11.25K (0.03%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 19 | Fidelity® NASDAQ Composite Index® | 11.25K (0.03%) | 0.00 Increased by 0.00% | Oct 31, 23 |
| 20 | Mediobanca SICAV PE Strat C | 11.00K (0.03%) | 0.00 Increased by 0.00% | Nov 30, 23 |