| Rank | ETF | Weight % in ETF |
|---|---|---|
| 1 | SPAX | 2.42% |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Westchester Capital Management LLC | 1.13M (9.88%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | First Trust Capital Management L.P. | 1.03M (9.04%) | 1.03M Increased by +100.00% | Sep 30, 23 |
| 3 | Mizuho Securities USA Inc | 800.00K (6.99%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 4 | Schechter Investment Advisors, LLC | 699.39K (6.12%) | 82.20K Increased by +11.75% | Sep 30, 23 |
| 5 | Radcliffe Group Inc | 634.75K (5.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Nomura Holdings Inc | 597.45K (5.22%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 7 | KIM, LLC | 550.00K (4.81%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Berkley W R Corp | 530.50K (4.64%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 9 | Castle Creek Arbitrage, LLC | 441.56K (3.86%) | -250.00K Decreased by -56.62% | Sep 30, 23 |
| 10 | Periscope Capital Inc. | 400.00K (3.50%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Verition Fund Managegment, LLC | 400.00K (3.50%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 12 | Polar Asset Management Partners | 370.21K (3.24%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Fir Tree Inc | 334.24K (2.92%) | 237.02K Increased by +70.91% | Sep 30, 23 |
| 14 | Atlas Merchant Capital LLC | 280.76K (2.45%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Saba Capital Management, LP | 277.77K (2.43%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 16 | Walleye Trading Advisors, LLC | 256.00K (2.24%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 17 | UBS O'Connor LLC | 226.58K (1.98%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | Flow State Investments LP | 200.00K (1.75%) | 200.00K Increased by +100.00% | Sep 30, 23 |
| 19 | BMO Capital Markets Corp. | 182.95K (1.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 20 | Bank of Montreal | 182.95K (1.60%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | First Trust Merger Arbitrage Cl I | 986.37K (8.62%) | 986.37K Increased by +100.00% | Sep 30, 23 |
| 2 | The Merger Fund A | 938.92K (8.21%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 3 | Picton Mahoney Fortified Arbtrg Alt Fd F | 119.10K (1.04%) | -4.82K Decreased by -4.05% | Mar 31, 23 |
| 4 | Karpus Taxable Fixed Income | 85.74K (0.75%) | -400.00 Decreased by -0.47% | Sep 30, 23 |
| 5 | Virtus Westchester Event-Driven Fd I | 80.92K (0.71%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 6 | Karpus Conservative Balanced | 68.94K (0.60%) | -400.00 Decreased by -0.58% | Sep 30, 23 |
| 7 | JNL Multi-Manager Alternative A | 41.84K (0.37%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 8 | Robinson Alternative Yld Pr-Mrgr SPACETF | 40.00K (0.35%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 9 | First Trust Multi-Strategy Cl I | 31.60K (0.28%) | 31.60K Increased by +100.00% | Sep 30, 23 |
| 10 | JNL/Westchester Capital Event Driven A | 31.43K (0.27%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 11 | Picton Mahoney Arbitrage Fund F | 22.90K (0.20%) | -900.00 Decreased by -3.93% | Mar 31, 23 |
| 12 | High Income Securities | 14.00K (0.12%) | 14.00K Increased by +100.00% | May 31, 23 |
| 13 | Karpus Growth Balanced | 11.65K (0.10%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | The Merger Fund VL I | 11.20K (0.10%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 15 | Karpus Tax Sensitive Fixed Income | 150.00 (0.00%) | 0.00 Increased by 0.00% | Sep 30, 23 |