| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | Barings LLC | 13.64M (14.35%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 2 | Ares Management LLC | 4.32M (4.55%) | -58.00K Decreased by -1.34% | Sep 30, 23 |
| 3 | Private Management Group Inc | 2.95M (3.10%) | -5.56K Decreased by -0.19% | Sep 30, 23 |
| 4 | Callodine Capital Management, LP | 2.45M (2.57%) | -28.64K Decreased by -1.17% | Sep 30, 23 |
| 5 | UBS Group AG | 1.65M (1.74%) | -216.63K Decreased by -13.10% | Sep 30, 23 |
| 6 | Punch & Associates Inv Mgmt Inc | 1.53M (1.61%) | -20.96K Decreased by -1.37% | Sep 30, 23 |
| 7 | Van Eck Associates Corporation | 1.53M (1.61%) | 76.39K Increased by +4.99% | Sep 30, 23 |
| 8 | Relative Value Partners Group LLC | 1.36M (1.43%) | -59.35K Decreased by -4.36% | Sep 30, 23 |
| 9 | Wells Fargo & Co | 1.28M (1.35%) | -1.34K Decreased by -0.10% | Sep 30, 23 |
| 10 | Two Sigma Investments LLC | 875.21K (0.92%) | 397.25K Increased by +45.39% | Sep 30, 23 |
| 11 | Two Sigma Advisers, LLC | 831.20K (0.87%) | 539.70K Increased by +64.93% | Sep 30, 23 |
| 12 | Dimension Capital Management LLC | 807.56K (0.85%) | -440.37K Decreased by -54.53% | Sep 30, 23 |
| 13 | Legal & General Group PLC | 775.11K (0.82%) | -4.10K Decreased by -0.53% | Sep 30, 23 |
| 14 | Advisor Group Holdings, Inc. | 770.33K (0.81%) | 112.03K Increased by +14.54% | Sep 30, 23 |
| 15 | Bank of America Corp | 732.95K (0.77%) | 153.71K Increased by +20.97% | Sep 30, 23 |
| 16 | Raymond James Finl Svs Advisors, Inc. | 655.93K (0.69%) | 19.91K Increased by +3.04% | Sep 30, 23 |
| 17 | NICOLA WEALTH MANAGEMENT LTD. | 614.00K (0.65%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 18 | T. Rowe Price Associates, Inc. | 591.95K (0.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 19 | RiverNorth Capital Management, LLC | 562.09K (0.59%) | -3.03M Decreased by -539.64% | Sep 30, 23 |
| 20 | Bulldog Investors, LLC | 519.69K (0.55%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| Rank | Holder | SharesFloat % | Change | Date reported |
|---|---|---|---|---|
| 1 | VanEck BDC Income ETF | 1.69M (1.78%) | 0.00 Increased by 0.00% | Dec 30, 23 |
| 2 | Invesco KBW High Dividend Yld Fincl ETF | 969.66K (1.02%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 3 | RiverNorth Opportunities | 800.37K (0.84%) | -349.50K Decreased by -43.67% | Jul 31, 23 |
| 4 | T. Rowe Price Financial Services | 590.34K (0.62%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 5 | RiverNorth Doubleline Strategic Inc I | 447.83K (0.47%) | -1.25M Decreased by -278.24% | Sep 30, 23 |
| 6 | First Trust Specialty Finance | 390.00K (0.41%) | 0.00 Increased by 0.00% | Aug 31, 23 |
| 7 | iShares Listed Private Eq ETF USD Dist | 333.23K (0.35%) | 0.00 Increased by 0.00% | Dec 29, 23 |
| 8 | Undrly L&G Pen PMC Multi Asset | 331.13K (0.35%) | 331.13K Increased by +100.00% | Sep 30, 23 |
| 9 | High Income Securities | 283.74K (0.30%) | 283.74K Increased by +100.00% | May 31, 23 |
| 10 | SEB Listed Private Equity Fund ID (EUR) | 239.44K (0.25%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 11 | Manning & Napier Callodine Equity Inc I | 221.00K (0.23%) | -54.00K Decreased by -24.43% | Nov 30, 23 |
| 12 | Royce Micro Cap Trust | 215.30K (0.23%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 13 | Royce Value Trust | 191.59K (0.20%) | 0.00 Increased by 0.00% | Sep 30, 23 |
| 14 | Undrly L&G Pen PMC Diversified | 188.49K (0.20%) | -7.72K Decreased by -4.09% | Oct 31, 23 |
| 15 | GraniteShares HIPS US High Income ETF | 180.42K (0.19%) | 0.00 Increased by 0.00% | Nov 30, 23 |
| 16 | BankInvest Børsnoterede Alt. Akk. W | 163.29K (0.17%) | 4.96K Increased by +3.04% | Jun 30, 23 |
| 17 | Nikko Active BDC Mother | 130.36K (0.14%) | -15.90K Decreased by -12.20% | May 22, 23 |
| 18 | Nikko High Income BDC Mother Fund | 125.13K (0.13%) | 0.00 Increased by 0.00% | May 22, 23 |
| 19 | Putnam BDC Income ETF | 115.66K (0.12%) | -6.96K Decreased by -6.02% | Nov 30, 23 |
| 20 | RiverNorth/DoubleLine Strategic Opp Fund | 114.26K (0.12%) | 0.00 Increased by 0.00% | Sep 30, 23 |